hergescapital.comInvestment Advisor - Herges Capital Management

CALL (858) 314 0150 Free consultation Services Fees FAQs About Contact Udo Herges, Ph.D. State Registered Investment Advisor San Diego, CA WHY HERGES CAPITAL? Herges Capital distinguishes itself from most investment advisors: We ensure your hard-earned money is growing while not being harmfully depleted by fees and taxes, and aim to protect and preserve your funds by diversifying more thoroughly than most competitors. 15 Years of Experience State Registered Investment Advisor FIDUCIARY NOT a Broker WE ARE DIFFERENT We follow a modern direct investment approach. So-called direct indexing purchases carefully-selected individual bonds and stocks. Consequently avoiding third-party mutual funds and ETF fees that you always do pay with others. The goal is to bring not only your current tax obligation down to zero, but also to not allow future tax burdens to build up. Furthermore, we aim to protect and preserve your funds by diversifying more thoroughly than most competitors. Herges Capital holds dual registrations as a state-registered investment advisor (RIA) and commodity trading advisor (CTA). We are a 100% independent fiduciary. We don’t earn commissions. Just the opposite: We aim to keep trading cost low. Because our clients’ net return is most relevant to us. INVESTMENT APPROACH Every investor is different. In a holistic approach, Herges Capital assesses the client’s current investments, obligations, needs and goals before recommending improvements. In a Statement of Investment Policy (SIP) overall risk preferences ranging from highly-conservative capital preservation to aggressive growth are bindingly agreed upon. The subsequent investment portfolio’s structure will match the client’s risk tolerance. Naturally, a retiree will emphasize more on reliable and steady investment income than a first job employee. Learn more Our Philosophy Herges Capital offers comprehensive and tailor-made investment advice and management services. The firm’s investment style is highly cost- and tax-efficient. Providing fee transparency on all levels, not only our direct fees, is important for us. Herges Capital follows ethical standards when picking individual bond issuers or stock names. We refuse to invest in tobacco, defense, nuclear power plants and sugary drinks stocks. All those companies are typically included in a broad market ETF. Read more What our Clients say about us Mr. Herges instills confidence by building trust. He has very patiently explained concepts like tax loss harvesting, hidden fees and the whole process of what he’s doing. But most important to me, Herges Capital is a fiduciary, not a broker. I therefore can be absolutely sure they work only in my best interest instead of just selling funds to me. – Mr. Steitz Recommended by a friend, Udo kindly accepted my rather unusual request: Becoming the court-appointed administrator of my in the U.S. deceased husband. He did an outstanding job in record time, liquidating assets, including selling a townhouse and uncovering fraudulent transactions. His work was methodical, thoroughly and of the highest ethical standards. I felt very fortunate to have him and thanked Udo later in person in China. – Ms. Qin Banks were asking ridiculous fees on top of fees. Then I met with Udo and I liked his conservative approach to investment. He is very methodical and responsive. His friendly approach is a welcome bonus. By looking at my previous provider’s statement, Udo showed me the amount of management fees I’ve been paying and its impact to my wealth over the years. W orking with the Herges Capital team the process was very easy. – Mr. Guven Contact us for a free Consultation Often an initial step for investors is to trustfully forward their latest broker’s statement for us to comment on. Common are also requests to recommend funds out of a 401k program. In both cases fees and sufficient diversification guides our reply. Free Consultation UDO HERGES, PH.D. Herges Capital Management LLC was founded by Dr. Udo Herges, who earned his Ph.D. in Applied Mathematics at Brunel University in London, U.K. Udo participated in the Salomon Brothers Training Program For Business Production in New York City prior to working for Citigroup, the Swedish SEB, and Germany’s second largest bank Commerzbank. Udo left in the rank of vice president and founded Herges Capital in 2013. Udo is also an undefeated former U25 German Correspondence Chess Champion, and he is today a chess coach and sponsor in San Diego, California. Call Udo today for a free consultation. Dedicated to Your Investment and Success, Our Services Investment Advising Wealth Management Trend Following Recent Blog FINANCIAL ADVISORS AND HIDDEN FEES Read more TAX LOSS HARVESTING Read more 17th Herges Capital Chess Tournament Read more Herges Capital Management, LLC 5478 Renaissance Avenue San Diego, CA 92122 United States Disclaimer Privacy Policy News Registered as Investment Advisor (IA) under firm CRD #288600 and Commodity Trading Advisor (CTA) under NFA ID 0469399. State of California registered Investment Advisor (IA). designed and developed by About Services Fees News Contact Login CTA Login IA -- Please leave your Details Name Email * Verifiction Message This iframe contains the logic required to handle Ajax powered Gravity Forms....